HEAD OF COMPLIANCE AND MLRO

HEAD OF COMPLIANCE AND MLRO Posted 24 April 2018
  • Bahrain

Our client is a reputable financial institution in Middle East looking to fill a Head of compliance and MLRO role in Bahrain office.

 

MAIN DUTIES

  • Develops initiates, maintains and revised policies and procedures for the general operation of the Risk and Compliance Program and its related          activities to prevent illegal, unethical, or improper conduct. Manages the day-to-day operation of the Program.
  • Develops and periodically reviews and updates the Business Code of Conduct to ensure continuing currency and relevance in providing                   guidance to management and employees.
  • Identifies potential areas of compliance vulnerability and risk and develops/implements corrective action plans for resolution of problematic             issues and provides general guidance on how to avoid or deal with similar situations in the future.
  • Responds to alleged violations of rules, regulations, policies, procedures and Standards of Conduct by evaluating or recommending the                      initiation  of investigative procedures. Develops and oversees a system for uniform handling of such violations.
  • Acts as an independent review and evaluation body to ensure that compliance issues/concerns within the organization are being                                appropriately  evaluated, investigated and resolved.

 

EDUCATION & TRAINING

  • A Bachelor’s degree required; Master’s preferred
  • Must have ICA and CAMS certification. 

 

EXPERIENCE

  • Minimum of 10 years’ experience in compliance, risk, audit or other related areas in the. financial services industry.
  • In depth knowledge of regulatory compliance requirements and risk management principles.
  • Must be approved by CBB.

 

Candidates who qualify for this position may kindly quote the Job Title in the subject of your email and

]send your CV as an attachment in MS Word Document format to momran@gulfconnexions.com

Only short listed candidate will be contacted

More information
  • Files must be less than 2 MB.
  • Allowed file types: pdf doc docx.